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Dee BongioviDirector of Compliance
Dee Bongiovi joined Far Hills Group in 2002 to manage the business and operational components of the firm. In 2004, the focus of Dee's role moved to managing the Firm's regulatory and compliance activities, which include Know Your Customer, Anti-Money Laundering, regulatory filings, maintaining OFACs, and updating the Firm's Written Supervisory Procedures. From 1996 to 2002 Dee was with CDC Investment Management Corp. where she was Manager of Marketing Administration, responsible for servicing clients and prospects and acting as a liaison between the marketing department and the compliance officer. In that role, she developed and implemented the client reporting process and oversaw the marketing and client service support staff. From 1984 to 1996, Dee was employed by Bear, Stearns & Co. in several capacities, including Marketing Coordinator with Bear Stearns Asset Management, where she worked closely with the sales team and was responsible for client and prospect presentation materials, RFPs and consultant relations. From 1979 to 1984, Dee was with Merrill Lynch Asset Management as an Administrative Assistant.
Dee received her A.A.S. in Business Administration/Management and her BS in Communication - Organizational Communication from Kaplan University. Dee also holds a Series 7 license. |
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